Compliance Officer

Job Title: Compliance Officer

Job purpose

The Compliance Officer's role is to ensure quality and completeness of customer records, the individual will serve as a back-office officer researching and understanding changes in legislation, and how they would affect the business. Remediating and reviewing KYC files and obtaining necessary documentation ensuring full compliance in relation to AML/CFT standards and other regulatory requirements. The officer is required to be involved in compliance monitoring, audits and risk assessments.

Key responsibilities

Support the monitoring of compliance with applicable laws, regulations, regulatory directives and internal policies.

Monitor and review compliance matters and escalate areas of concern where required.

Support the identification and monitoring of regulatory and compliance risks.

Contribute to