Compliance Analyst
Collas Crill
AI assistant
Job Description
We are looking for an experienced Compliance Analyst to provide technical compliance and financial crime expertise to support the MLCO, MLRO and Compliance Officer in maintaining an effective compliance and anti-financial crime framework.
The role holder will be expected to work independently, challenge where appropriate, and provide practical regulatory guidance to the business on complex fiduciary structures, client due diligence matters and regulatory obligations.
To monitor, review, and assist with the implementation of compliance policies, procedures and controls, as well as the development and maintenance of systems and controls in line with evolving requirements.
Within an agreed timeframe, the role holder will undertake Deputy MLRO responsibilities and will be expected to demonstrate sound judgement when assessing potentially suspicious activity.Compliance & Monitoring
The role holder will be expected to work independently, challenge where appropriate, and provide practical regulatory guidance to the business on complex fiduciary structures, client due diligence matters and regulatory obligations.
To monitor, review, and assist with the implementation of compliance policies, procedures and controls, as well as the development and maintenance of systems and controls in line with evolving requirements.
Within an agreed timeframe, the role holder will undertake Deputy MLRO responsibilities and will be expected to demonstrate sound judgement when assessing potentially suspicious activity.Compliance & Monitoring
- Ensure